col-wideJob Description:Job DescriptionResponsibilities:Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading activities. Review and analyze exception reports relating to order/transaction/market information. Reviews manipulation (e. g. marking the open and close, wash, insider dealing etc. ) as well as quality of markets (e. g. best execution, limit order display, locked/crossed markets, trading ahead, short sales, etc. )Taking part in strategic and/or regulatory projects, process improvements, policy writing and driving the compliance agenda. Monitoring and testing the effectiveness of policies, procedures, and internal controls which are designed to assess the company's compliance with applicable regulatory requirements. Leading all aspects of compliance and audit activities for regulatory examinations. Responding to any business queries that are related to regulatory or policy matters with accurate and value advice. Leading positively in the management of relationships with regulators in all relevant jurisdictions, fostering an environment of mutual trust and respect. Maintain a high level of awareness of compliance related changes and developments in the securities industry through review of publications, seminars, employee training, etc. Other duties and projects as may be assigned. QualificationsFinance, Management, Law or similar degreeStrong financial markets experience or Financial Markets Surveillance within a broad range of markets and wholesale banking products. (Fixed Income & Currency (FIC), Foreign Exchange (FX) and CommoditiesGood understanding of compliance and/or risk management frameworks and testing programs Regulatory knowledge (Market Abuse Regulation, MiFID II) Strong data analytics skillsPrior experience working in financial markets, compliance, sales/trading, risk, controlFluent English, Level C1 (written, spoken)Ability to analyze, summarize and succinctly communicate assessments and key takeaways Strong interpersonal and leadership skills, ability to collaborate with multiple teams and stakeholders Ability to think outside of the boxOnly English Cv's will be consider. Additional InformationAt Natixis, we are committed to fostering a working environment where each and every one of our people is treated with dignity and respect and where every voice is heard. Our differences make us collectively stronger and are a source of fulfilment, innovation and performance. In the framework of its Diversity, Equity & Inclusion policy, Natixis in Portugal has implemented a Blind CV Screening process, with the purpose of reducing hiring bias. A blind CV excludes any personal details which refer to the applicant's gender, age or ethnicity. When applying for our positions, please submit a blind CV, that is, with no picture, name, gender, age, nationality, ethnicity and address. Your personal statement, work experience, courses and certifications, education, skills and contact information is what matters to us. #MuchMoreThanJustAJobEarly morning. Campo 24 de Agosto. In 4 minutes, you are clocking in at the office. Start your day having breakfast with the Team and grab fresh fruit on the way to your seat, in one of Porto's most typical neighborhoods. This Purple Day is going to be a busy one: daily meeting ensuring all team members are on the same page regarding work status, priorities and blockers, language class and, just after, a Talent Management meeting with your manager, discussing your career path. Lunch break. Today, your Team is onboarding newcomers, but also welcoming French colleagues: the perfect excuse to walk downtown and bond over afrancesinha. When returning, inhale nature and peace of mind in Natixis Urban Garden (look at the crops; ready to harvest!). Back inside. Brainstorming session on a new, exciting project in our disruptive and immersive Manaus Village. The afternoon went flying (tasks, meetings, some jokes with your teammates). End it on a high note: celebrating cultural diversity with a Diwali, the Indian festival of lights. Tomorrow, you attend a conference led by influential speakers in your industry and, the day after, you will work from home, benefitting from some focus time to complete that report and soft skills course on LinkedIn Learning. Once you are done with your work for the day, strike the right note playing with Natixis band or be part of a board games session. If that is too steady for you, meet your colleagues to catch some waves or sail the Douro river during golden hour.#J-18808-Ljbffr
